Difference between revisions of "Mark Elenowitz"

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| other_names = Mark Elenowitz
 
| other_names = Mark Elenowitz
 
| education = B.S. Finance, <br> University of Maryland School of Business and Management <br>
 
| education = B.S. Finance, <br> University of Maryland School of Business and Management <br>
| occupation = President, <br> Horizon Fintex (Horizon) ; <br> CEO, <br> TriPoint Global Equities
+
| occupation = President, <br> Horizon Fintex (Horizon) ; <br> Managing Director, <br> Digital Offering, LLC ; <br> Managing Director, <br> Cambria Capital ; <br> Former CEO, <br> TriPoint Global Equities
 
| years_active = 29 years on Wall Street. Holds Series 24, 62, 63, 79, 82 and 99 licenses.
 
| years_active = 29 years on Wall Street. Holds Series 24, 62, 63, 79, 82 and 99 licenses.
 
| notable_works = Created methodology that led the first Reg A+ IPO to list on the NYSE.
 
| notable_works = Created methodology that led the first Reg A+ IPO to list on the NYSE.
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== '''Recent List of Speaking''' ==
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== '''Speaking Engagements''' ==
  
St Johns University Realestate Block Chain event, Speak November 19, 2019, New York
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Interview; Blockchain Almanac; Interview with Mark Elenowitz from Horizon ; Fintech Software Company , Discussing Tokenization and Compliance June 10, 2020, New York [https://www.youtube.com/watch?v=QffIncffLjE&feature=youtu.be]
  
Globex and RSM to Host Dialogue with the Regulators Forum: Navigating Blockchain & Fintech, Featuring Senior Regulators from the SEC, FINRA, and CFPB, November 5 2019, New York Panelist
+
Speaker; St Johns University Real Estate Blockchain event; November 19, 2019, New York
https://www.globenewswire.com/news-release/2019/09/24/1919976/0/en/Globex-and-RSM-to-Host-Dialogue-with-the-Regulators-Forum-Navigating-Blockchain-Fintech-Featuring-Senior-Regulators-from-the-SEC-FINRA-and-CFPB.html
+
  
Idisclose2019 Event.  Digital Asset Need Realtime Disclosure, October 17, 2019 New York, Panelist https://dcarpe.org/disclose2019/
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Panelist; Dialogue with the Regulators Forum: Navigating Blockchain & Fintech, Featuring Senior Regulators from the SEC, FINRA, and CFPB, November 5 2019, New York [https://www.globenewswire.com/news-release/2019/09/24/1919976/0/en/Globex-and-RSM-to-Host-Dialogue-with-the-Regulators-Forum-Navigating-Blockchain-Fintech-Featuring-Senior-Regulators-from-the-SEC-FINRA-and-CFPB.html Press Release]
  
Sheppard Mullin Blockchain-Based Securitization of Non-Liquid Assets - What You Need to Know, May 13, 2019, New York Panelist https://www.globenewswire.com/news-release/2019/05/13/1822505/0/en/Mark-Elenowitz-of-Tripoint-Global-Equities-Globex-to-Speak-on-Sheppard-Mullin-s-Blockchain-based-Securitization-Panel.html
+
Panelist; Idisclose2019 Event. Digital Asset Need Realtime Disclosure, October 17, 2019 New York [https://dcarpe.org/disclose2019/]
  
K & L Gates Dialogue with Regulators, April 11, 2019, Washington DC Panelist https://www.globenewswire.com/news-release/2019/04/16/1804897/0/en/Globex-Introduces-Rescission-Software-Solution-for-Non-Compliant-Security-Token-Offerings-at-K-L-Gates-Dialogue-with-the-Regulator-s-Forum.html
+
Panelist; Sheppard Mullin Blockchain-Based Securitization of Non-Liquid Assets - What You Need to Know, May 13, 2019, New York [https://www.globenewswire.com/news-release/2019/05/13/1822505/0/en/Mark-Elenowitz-of-Tripoint-Global-Equities-Globex-to-Speak-on-Sheppard-Mullin-s-Blockchain-based-Securitization-Panel.html]
  
Emerging Companies Forum: LICA, March 8, 2019, New York Guest Judge
+
Panelist; K & L Gates Dialogue with the Regulators, April 11, 2019, Washington DC [https://www.globenewswire.com/news-release/2019/04/16/1804897/0/en/Globex-Introduces-Rescission-Software-Solution-for-Non-Compliant-Security-Token-Offerings-at-K-L-Gates-Dialogue-with-the-Regulator-s-Forum.html]
  
Reg A+ Money Show Podcast, January 22, 2019
+
Guest Judge; Emerging Companies Forum: LICA, March 8, 2019, New York
  
The Securities and Exchange Commission 37th Annual Small Business Forum, December 12, 2018, Panel Moderator and Breakout Moderator https://www.globenewswire.com/news-release/2018/12/10/1664384/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Moderator-at-the-Securities-and-Exchange-Commission-SEC-37th-Annual-Small-Business-Forum.html
+
Podcast Guest; Reg A+ Money Show Podcast, January 22, 2019
• LD Micro Conference Guest Speaker, December 5, 2018
+
  
Brooklyn Law School  Guest Speaker Transactional Skills for Start Ups  November 2018
+
Panel Moderator & Breakout Moderator; The Securities and Exchange Commission 37th Annual Small Business Forum, December 12, 2018 [https://www.globenewswire.com/news-release/2018/12/10/1664384/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Moderator-at-the-Securities-and-Exchange-Commission-SEC-37th-Annual-Small-Business-Forum.html]
 +
Speaker; LD Micro Conference, December 5, 2018
  
Restaurant Finance Conference Reg A Panel, November 14, 2018, Las Vegas Panelist
+
Guest Speaker; Brooklyn Law School Transactional Skills for Start Ups November 2018
  
Microcap Conference Capital Markets Panel, October 1, 2018, New York Panelist
+
Panelist; Restaurant Finance Conference Reg A Panel, November 14, 2018, Las Vegas
  
Long Island Capital Alliance Technology Panelist, September 14, 2018
+
• Panelist; Microcap Conference Capital Markets Panel, October 1, 2018, New York
  
MOFO  Blockchain Healthcare Summit, June 14, 2018, New York, Panelist and presenter https://www.globenewswire.com/news-release/2018/06/08/1519155/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Featured-Panelist-at-the-Chain-Reaction-Blockchain-Healthcare-Summit-Hosted-by-Morrison-Foerster-LLP-On-June-14-2018.html
+
Panelist; Long Island Capital Alliance Technology, September 14, 2018
  
Deal Flow Media Reg A Conference, June 12, 2018 https://www.globenewswire.com/news-release/2018/05/31/1514747/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Featured-Panelist-at-the-DealFlow-Events-Reg-A-Conference-June-12-2018.html
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Panelist and presenter; MOFO  Blockchain Healthcare Summit, June 14, 2018, New York [https://www.globenewswire.com/news-release/2018/06/08/1519155/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Featured-Panelist-at-the-Chain-Reaction-Blockchain-Healthcare-Summit-Hosted-by-Morrison-Foerster-LLP-On-June-14-2018.html]
  
Microcap Conference Reg Panel, April 9, 2018
+
Panelist; Deal Flow Media Reg A Conference, June 12, 2018 [https://www.globenewswire.com/news-release/2018/05/31/1514747/0/en/TriPoint-Global-Equities-BANQ-s-CEO-Mark-Elenowitz-to-be-a-Featured-Panelist-at-the-DealFlow-Events-Reg-A-Conference-June-12-2018.html]
  
Duane Morris and Marcum LLP Reg A+: Report from the Trenches, February 13, 2018.
+
Panelist; Microcap Conference Reg Panel, April 9, 2018
  
Family Office Trends Forum, February 7, 2018
+
Panelist; Duane Morris and Marcum LLP Reg A+: Report from the Trenches, February 13, 2018
  
Virtual Investor Conference Reg A+ Mini IPO Investment Conference on December 13, 2017 Panelist
+
• Panelist; Family Office Trends Forum, February 7, 2018
  
The Securities and Exchange Commission 36th Annual Small Business Forum. November 30, 2017. Mr. Elenowitz was a featured panelist at the Securities and Exchange Commission 36th Annual Government-Business Forum on Small Business Capital Formation at the Herb Kelleher Center for Entrepreneurship, Growth and Renewal at the McCombs School of Business at The University of Texas at Austin https://www.sec.gov/info/smallbus/sbforum113017-program.pdf
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Panelist; Virtual Investor Conference Reg A+ Mini IPO Investment Conference on December 13, 2017
  
Long Island Capital Alliance Announces Food & Beverage Capital Forum on December 1, 2017 Panelist http://www.digitaljournal.com/pr/3553119
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Featured Panelist; The Securities and Exchange Commission 36th Annual Small Business Forum. November 30, 2017. Mark Elenowitz was a featured panelist at the Securities and Exchange Commission 36th Annual Government-Business Forum on Small Business Capital Formation at the Herb Kelleher Center for Entrepreneurship, Growth and Renewal at the McCombs School of Business at The University of Texas at Austin [https://www.sec.gov/info/smallbus/sbforum113017-program.pdf]
  
Brooklyn Law School  Guest Speaker Transactional Skills for Start Ups  November 2017
+
• Panelist; Long Island Capital Alliance Announces Food & Beverage Capital Forum on December 1, 2017 [http://www.digitaljournal.com/pr/3553119]
  
• Featured Panelist at The 13th International Conference on Emerging Technologies for a Smarter World Venture Capital Panel November 2017 http://news.sys-con.com/node/4189099
+
Brooklyn Law School  Guest Speaker Transactional Skills for Start Ups, November 2017
  
University of Maryland Smith  in the City  Panelist Nov 2017 http://www.cvent.com/events/smith-in-the-city/event-summary-f509ef2efb0f4348bbfd49fff0e60017.aspx
+
Featured Panelist; The 13th International Conference on Emerging Technologies for a Smarter World Venture Capital Panel, November 2017 [http://news.sys-con.com/node/4189099]
  
Cohn Reznick Innovative Ideas to Finance the Growth of your Restaurant  Panelist July 18, 2017
+
• Panelist; University of Maryland Smith  in the City, November 2017 [http://www.cvent.com/events/smith-in-the-city/event-summary-f509ef2efb0f4348bbfd49fff0e60017.aspx]
  
Reg A Money Show. Guest Speaker July 2017 https://www.stitcher.com/podcast/ron-costa/regulation-a-money-show/e/50937556
+
Panelist; Cohn Reznick Innovative Ideas to Finance the Growth of your Restaurant, July 18, 2017
  
NPR Radio Guest Speaker June 2017 https://www.marketplace.org/shows/marketplace-tech/06122017-mtech
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• Guest Speaker; Reg A Money Show, July 2017 [https://www.stitcher.com/podcast/ron-costa/regulation-a-money-show/e/50937556]
  
Marcum Conference 2017 Panelist  June 2017 Regulation A+: Two Years After the Creation of the "The Mini IPO" http://www.marcummicrocap.com/about
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NPR Radio Guest Speaker; June 2017  [https://www.marketplace.org/shows/marketplace-tech/06122017-mtech]
  
Long Island Capital Alliance Announces Entrepreneur Educational & Mentoring Series with New York Institute of Technology Speaker April 2017 http://launchpadli.com/nyit-lica-entrepreneur-education-seminar-series/
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Panelist; Marcum Conference 2017 Regulation A+: Two Years After the Creation of the "The Mini IPO," June 2017 [http://www.marcummicrocap.com/about]
  
National Investment Banking Association's (NIBA) New York Conference :  Key Note  & Host Panel Bringing Back the Small Cap IPO: 2017 Reg A+ Outlook  February 28, 2017
+
Speaker; Long Island Capital Alliance Announces Entrepreneur Educational & Mentoring Series with New York Institute of Technology, April 2017 [http://launchpadli.com/nyit-lica-entrepreneur-education-seminar-series/]
  
Nixon Peabody  Hot Topics for Startups: Raising Money  Panelist  April 2016
+
Key Note, host panel; National Investment Banking Association's (NIBA) New York Conference : Bringing Back the Small Cap IPO, 2017 Reg A+ Outlook, February 28, 2017
  
NYSE Bringing Back the Small Cap IPO  Live from Floor of NYSE Jan 2017  Panelist https://www.nyse.com/small-cap-2017
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• Panelist; Nixon Peabody Hot Topics for Startups: Raising Money, April 2016
  
NJ Angels  Key note on Regulation A  December 2016
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Panelist; NYSE Bringing Back the Small Cap IPO Live from Floor of NYSE, Jan 2017 [https://www.nyse.com/small-cap-2017]
  
LD Micro Small Cap Conference  Regulation A Panelist December 2016
+
Key Note; NJ Angels Regulation A, December 2016
  
NY Fintec Conference.  Reg A Panelist  November 2016
+
Panelist; LD Micro Small Cap Conference Regulation A, December 2016
  
Jilian Sidoti Legal POD Cast  Key note October 2016
+
Panelist; NY Fintec Conference, Reg A; November 2016
  
NY Adtech Conference  Panelist  November 2016 https://ny.ad-tech.com/node/1929
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Key Note; Jilian Sidoti Legal POD Cast, October 2016
  
DealFlow Crowd Conference October 2016 Panelist  http://crowdfundingconference.com/home/#speakers
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Panelist; NY Adtech Conference, November 2016 [https://ny.ad-tech.com/node/1929]
  
Crowdfund Summit  Panelist September 2016 https://www.crowdinvestsummit.com/cis-west-2016/speakers
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• Panelist; DealFlow Crowd Conference, October 2016 [http://crowdfundingconference.com/home/#speakers]
  
Marcum Finance Conference  Panelist September 2016 http://prnewswire.mediaroom.com/2016-09-08-Expert-from-Vintage-To-Speak-on-SEC-Regulation-A-and-the-Mini-IPO-at-Marcum-Event
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• Panelist; Crowdfund Summit, September 2016 [https://www.crowdinvestsummit.com/cis-west-2016/speakers]
  
See Thru Equity Small Cap Conference Key Note Speaker on Reg A May 2016
+
Panelist; Marcum Finance Conference, September 2016 [http://prnewswire.mediaroom.com/2016-09-08-Expert-from-Vintage-To-Speak-on-SEC-Regulation-A-and-the-Mini-IPO-at-Marcum-Event]
  
Marcum Conference 2016 Panelist  June 2016
+
Key Note; See Thru Equity Small Cap Conference on Reg A, May 2016
  
OTC Markets Alternative Strategies for Raising Capital  Panelist April 2016
+
• Panelist; Marcum Conference 2016, June 2016
  
Knowledge Group’s The SEC's Regulation A+: What You Need to Know LIVE Webcast  Speaker November 2015
+
Panelist; OTC Markets Alternative Strategies for Raising Capital, April 2016
  
The Securities Transfer Association’s 104th Annual Conference  Speaker on Reg + Oct 2015  http://www.marketwired.com/press-release/banqs-ceo-mark-elenowitz-speak-securities-transfer-associations-104th-annual-conference-2067789.htm
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• Speaker; Knowledge Group’s The SEC's Regulation A+: What You Need to Know LIVE Webcast, November 2015
  
The United Nations Nexus Global Summit  Speaker on being Entrepreneur July 2015 https://nexusglobalyouthsummit.pathable.com/meetings.html?order=starts_at&per_page=10000
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• Speaker; The Securities Transfer Association’s 104th Annual Conference on Reg +, Oct 2015 [http://www.marketwired.com/press-release/banqs-ceo-mark-elenowitz-speak-securities-transfer-associations-104th-annual-conference-2067789.htm]
  
• The FinFair Conference NY Panelist July 2015 http://www.licapital.org/page-1524070/3567516
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Speaker; The United Nations Nexus Global Summit on being an Entrepreneur, July 2015 [https://nexusglobalyouthsummit.pathable.com/meetings.html?order=starts_at&per_page=10000]
  
Bloomberg Television November 2015
+
Panelist; The FinFair Conference NY, July 2015 [http://www.licapital.org/page-1524070/3567516]
  
Growth Capital Conference Panelist Nov 2015
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Featured; Bloomberg Television, November 2015
  
Long Island Capital Alliance Panelist Oct 2015 http://www.licapital.org/page-1524070/3567516
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• Panelist; Growth Capital Conference, November 2015
  
Big Biz Radio Show Guest Speaker Sept 2015 https://vimeo.com/142817208
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Panelist; Long Island Capital Alliance, October 2015 [http://www.licapital.org/page-1524070/3567516]
  
Strategic Forum Guest Speaker July 2015
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• Speaker; Big Biz Radio Show, September 2015 [https://vimeo.com/142817208]
  
OTC Markets Reg A +  Webinar Keynote Speaker June 2015 http://www.otcmarkets.com/stock/OTCM/news/TriPoint-Global-Equities-and-OTC-Markets-Group-to-Host-Webinar-on-Reg-A-June-23-2015-at-2-pm-EST?id=107245
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Guest Speaker; Strategic Forum Guest Speaker, July 2015
  
Marcum Conference 2015 Panelist  May 2015
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Key Note Speaker; OTC Markets Reg A +, June 2015 [http://www.otcmarkets.com/stock/OTCM/news/TriPoint-Global-Equities-and-OTC-Markets-Group-to-Host-Webinar-on-Reg-A-June-23-2015-at-2-pm-EST?id=107245]
  
Growth Capitalist Small Cap Conference May 2014 http://events.growthcapitalist.com/GCE2014/speakers/index.html
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Panelist; Marcum Conference 2015, May 2015
  
 +
• Speaker; Growth Capitalist Small Cap Conference, May 2014 [http://events.growthcapitalist.com/GCE2014/speakers/index.html]
  
 
== '''Published Articles and Mentions:''' ==
 
== '''Published Articles and Mentions:''' ==
  
  
Wall Street Journal: Numerous
+
Wall Street Journal [https://www.wsj.com/articles/heres-how-to-go-public-without-wall-street-1496309403 Here’s How to Go Public Without Wall Street]
  
CNBC One of many https://www.cnbc.com/2015/06/15/wall-street-sees-fed-rate-hike-in-3q-cnbc-fed-survey.html
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CNBC [https://www.cnbc.com/2015/06/15/wall-street-sees-fed-rate-hike-in-3q-cnbc-fed-survey.html Wall Street Sees Fed Rate Hike]
  
 
Equities.com
 
Equities.com
  
Restaurant Finance Monitor http://www.restfinance.com/Restaurant-Finance-Across-America/August-2017/Bobby-Flay-and-now-Fatburger-Did-BANQ-Crack-the-Mini-IPO-Code/
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Restaurant Finance Monitor [http://www.restfinance.com/Restaurant-Finance-Across-America/August-2017/Bobby-Flay-and-now-Fatburger-Did-BANQ-Crack-the-Mini-IPO-Code/ Bobby Flay and Now Fatburger: Did BANQ Crack the Mini-IPO Code?]
  
Inc Magazine https://www.inc.com/kevin-daum/this-stock-market-expert-shares-9-ways-to-avoid-messing-up-your-retirement.html
+
Inc Magazine [https://www.inc.com/kevin-daum/this-stock-market-expert-shares-9-ways-to-avoid-messing-up-your-retirement.html This Stock Market Expert Shares 9 Ways to Avoid Messing Up Your Retirement]
  
Crowdfund Insider https://www.crowdfundinsider.com/?s=mark+elenowitz
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Crowdfund Insider:
 +
 
 +
[https://www.crowdfundinsider.com/2019/08/150361-globex-signs-mou-with-antigua-barbuda-to-build-digital-security-issuance-trading-platform/ Horizon Signs MoU with Antigua-Barbuda to build Digital Security Issuance & Trading Platform]
 +
 
 +
[https://www.crowdfundinsider.com/2019/01/143503-mark-elenowitz-co-founder-of-tripoint-global-equities-banq-appointed-president-of-horizon-globex/ Mark Elenowitz, Co-Founder of Tripoint Global Equities & Banq, Appointed President of Horizon Fintex]
 +
 
 +
[https://www.crowdfundinsider.com/2018/12/142571-mark-elenowitz-reg-a-issuers-that-want-to-trade-on-otc-markets-have-a-problem/ Mark Elenowitz: Reg A+ Issuers that Want to Trade on OTC Markets Have a Problem]
 +
 
 +
[https://www.crowdfundinsider.com/2017/01/94779-reg-d-reg-mark-elenowitz-tripoint-global-equities-explains/ Reg D or Reg A+? Mark Elenowitz of Tripoint Global Equities Explains]
 +
 
 +
[https://www.crowdfundinsider.com/2016/11/92884-mark-elenowitz-tripoint-global-reg-future-ipos/ Mark Elenowitz of TriPoint Global: Reg A+ is the Future of IPOs]
 +
 
 +
[https://www.crowdfundinsider.com/2018/01/126970-recording-star-drake-uses-reg-raise-funding-virginia-black-bourbon-whiskey/ Recording Star Drake Uses Reg A+ to Raise Funding for Virginia Black Bourbon whiskey]
  
 
BusinessWeek   
 
BusinessWeek   
  
Bankless Times https://www.banklesstimes.com/2016/10/27/the-first-50-million-reg-a-raise-will-be-hybrid/
+
Bankless Times [https://www.banklesstimes.com/2016/10/27/the-first-50-million-reg-a-raise-will-be-hybrid/ https://www.banklesstimes.com/2016/10/27/the-first-50-million-reg-a-raise-will-be-hybrid/]
  
Newsday https://www.newsday.com/business/egifter-plans-to-raise-up-to-11m-from-investors-1.12572310
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Newsday [https://www.newsday.com/business/egifter-plans-to-raise-up-to-11m-from-investors-1.12572310 eGifter plans to raise up to $11 million from investors]
  
 
Growth Capitalist  
 
Growth Capitalist  
  
Bloomberg https://www.youtube.com/watch?v=9WEXKsfDbTs
+
Bloomberg [https://www.youtube.com/watch?v=9WEXKsfDbTs Mark Elenowitz, CEO of Tripoint talks about US Economy, Fed, rates, labor market]
 +
 
 +
Forbes [https://www.forbes.com/sites/rodnturner/2017/06/13/the-first-regulation-a-ipo-to-the-nyse-heres-how-they-made-their-success/#6a323f5d6584 The First Regulation A+ IPO To The NYSE - Here's How Myomo Made Their Success]
 +
 
 +
Benzinga [http://www.benzinga.com/topic/mark-elenowitz]
 +
 
 +
CFA Magazine  [https://www.crowdinvestsummit.com/cis-west-2016/speakers]
  
Forbes  https://www.forbes.com/forbes/welcome/?toURL=https://www.forbes.com/sites/rodnturner/2017/06/13/the-first-regulation-a-ipo-to-the-nyse-heres-how-they-made-their-success/2&refURL=https://www.google.com/&referrer=https://www.google.com/
+
== '''Connect with Mark Elenowitz:''' ==
  
Benzinga  http://www.benzinga.com/topic/mark-elenowitz
+
[https://www.linkedin.com/in/mark-elenowitz-45a438/ Connect with Mark Elenowitz on LinkedIn]
 +
[https://www.facebook.com/mark.elenowitz Connect with Mark Elenowitz on Facebook]
 +
[https://www.horizonfintex.com/ Visit the Horizon site]
  
CFA Magazine  https://www.crowdinvestsummit.com/cis-west-2016/speakers
+
Upcoming events: [https://us02web.zoom.us/webinar/register/1915992484411/WN_YU_Q8vYVQS2830u323vO8Q Capital raising in the era of digitalization: regulatory & fintech considerations in the U.S. & U.K.; Click here to register]

Latest revision as of 12:43, 28 September 2020

Mark Elenowitz
Mark Elenowitz
Nationality American
Other names Mark Elenowitz
Education B.S. Finance,
University of Maryland School of Business and Management
Occupation President,
Horizon Fintex (Horizon) ;
Managing Director,
Digital Offering, LLC ;
Managing Director,
Cambria Capital ;
Former CEO,
TriPoint Global Equities
Years active 29 years on Wall Street. Holds Series 24, 62, 63, 79, 82 and 99 licenses.
Notable works Created methodology that led the first Reg A+ IPO to list on the NYSE.

Mark Elenowitz –Mark Elenowitz is a Wall Street veteran with over 29 years experience. He co-founded a boutique investment bank that was based in Manhattan and its online capital formation platform BANQ® (www.banq.co), both which have been instrumental in laying down the framework for Regulation A+ crowdfunding offerings. The methodology Mark Elenowitz structured is what led the first successful Reg A+ IPO to list on a National Securities Exchange — the New York Stock Exchange — with other Reg A+ offerings following the blazing trail. He is a noted speaker at Small Cap and Reg A events, including the SEC Small Business Forum, and has been profiled in BusinessWeek, CNBC, and several other publications.

Mark Elenowitz is responsible for advising clients on structuring, financings and acquisitions. He has extensive experience in advising clients on compliance, capital structure, and capital markets navigation including acting as a member of the board of directors. For over 24 years he has worked with numerous public and private companies. Prior to Digital Offering (www.digitaloffering.com) and Cambria (www.cambriacapital.com), Mark Elenowitz was co-founder of Tripoint Global Equites, LLC, a global investment bank focused on assisting fast growing companies.

Mark Elenowitz is responsible for the overall corporate development of the firm and advising clients on structuring, financings and acquisitions. He has extensive experience in advising clients on SOX 404 compliance, employee option programs, and capital markets navigation including acting as a member of the board of directors.

Mark Elenowitz integrates a strong, successful entrepreneurial background with extensive financial services and capital markets experience. He has assisted numerous companies in a "soup-to-nuts" process, preparing them for life as a public company and advising them on an ongoing basis as to further rounds of financing, strategic acquisitions and a broader investor base via a listing on a higher securities exchange or market. He is an expert in capital markets investigative analysis of trading activity, short selling and market activity providing investigative services for Board of Directors, Special Committees and public companies. Mark Elenowitz is also Managing Director of TriPoint Capital Advisors, LLC, a merchant banking firm.

Mark Elenowitz is currently the President of Horizon. Horizon offers a suite of integrated securities software applications for compliant issuance through secondary trading of electronic securities. Truly a compliance-first business, Horizon's solutions combine Wall Street and Silicon Valley to power the next generation of exchanges and securities offerings in the U.S. and globally.

Current fintech solutions include electronic securities issuance through ETSware (etsware.com); a white-label KYC smartphone app to onboard and verify investors through KYCware (kycware.com); anti-money laundering screening against a database of global sanctions, watchlists, & PEPs through AMLcop (amlcop.com); cap table management and dividend payment tools through (custodyware.com), and an advanced retail trading app for compliant secondary trading through Open Order Book (openorderbook.com). All software applications can be utilized independently or integrated with one another. Learn more at Horizon.

Mark Elenowitz is a member of the board of directors of the Long Island Capital Alliance and the National Investment Banking Association. Mark Elenowitz is a graduate of the University of Maryland School of Business and Management with a B.S. in Finance. He holds Series 24, 62, 63, 79, 82 and 99 licenses.


Speaking Engagements

• Interview; Blockchain Almanac; Interview with Mark Elenowitz from Horizon ; Fintech Software Company , Discussing Tokenization and Compliance June 10, 2020, New York [1]

• Speaker; St Johns University Real Estate Blockchain event; November 19, 2019, New York

• Panelist; Dialogue with the Regulators Forum: Navigating Blockchain & Fintech, Featuring Senior Regulators from the SEC, FINRA, and CFPB, November 5 2019, New York Press Release

• Panelist; Idisclose2019 Event. Digital Asset Need Realtime Disclosure, October 17, 2019 New York [2]

• Panelist; Sheppard Mullin Blockchain-Based Securitization of Non-Liquid Assets - What You Need to Know, May 13, 2019, New York [3]

• Panelist; K & L Gates Dialogue with the Regulators, April 11, 2019, Washington DC [4]

• Guest Judge; Emerging Companies Forum: LICA, March 8, 2019, New York

• Podcast Guest; Reg A+ Money Show Podcast, January 22, 2019

• Panel Moderator & Breakout Moderator; The Securities and Exchange Commission 37th Annual Small Business Forum, December 12, 2018 [5] • Speaker; LD Micro Conference, December 5, 2018

• Guest Speaker; Brooklyn Law School Transactional Skills for Start Ups November 2018

• Panelist; Restaurant Finance Conference Reg A Panel, November 14, 2018, Las Vegas

• Panelist; Microcap Conference Capital Markets Panel, October 1, 2018, New York

• Panelist; Long Island Capital Alliance Technology, September 14, 2018

• Panelist and presenter; MOFO Blockchain Healthcare Summit, June 14, 2018, New York [6]

• Panelist; Deal Flow Media Reg A Conference, June 12, 2018 [7]

• Panelist; Microcap Conference Reg Panel, April 9, 2018

• Panelist; Duane Morris and Marcum LLP Reg A+: Report from the Trenches, February 13, 2018

• Panelist; Family Office Trends Forum, February 7, 2018

• Panelist; Virtual Investor Conference Reg A+ Mini IPO Investment Conference on December 13, 2017

• Featured Panelist; The Securities and Exchange Commission 36th Annual Small Business Forum. November 30, 2017. Mark Elenowitz was a featured panelist at the Securities and Exchange Commission 36th Annual Government-Business Forum on Small Business Capital Formation at the Herb Kelleher Center for Entrepreneurship, Growth and Renewal at the McCombs School of Business at The University of Texas at Austin [8]

• Panelist; Long Island Capital Alliance Announces Food & Beverage Capital Forum on December 1, 2017 [9]

Brooklyn Law School Guest Speaker Transactional Skills for Start Ups, November 2017

• Featured Panelist; The 13th International Conference on Emerging Technologies for a Smarter World Venture Capital Panel, November 2017 [10]

• Panelist; University of Maryland Smith in the City, November 2017 [11]

• Panelist; Cohn Reznick Innovative Ideas to Finance the Growth of your Restaurant, July 18, 2017

• Guest Speaker; Reg A Money Show, July 2017 [12]

• NPR Radio Guest Speaker; June 2017 [13]

• Panelist; Marcum Conference 2017 Regulation A+: Two Years After the Creation of the "The Mini IPO," June 2017 [14]

• Speaker; Long Island Capital Alliance Announces Entrepreneur Educational & Mentoring Series with New York Institute of Technology, April 2017 [15]

• Key Note, host panel; National Investment Banking Association's (NIBA) New York Conference : Bringing Back the Small Cap IPO, 2017 Reg A+ Outlook, February 28, 2017

• Panelist; Nixon Peabody Hot Topics for Startups: Raising Money, April 2016

• Panelist; NYSE Bringing Back the Small Cap IPO Live from Floor of NYSE, Jan 2017 [16]

• Key Note; NJ Angels Regulation A, December 2016

• Panelist; LD Micro Small Cap Conference Regulation A, December 2016

• Panelist; NY Fintec Conference, Reg A; November 2016

• Key Note; Jilian Sidoti Legal POD Cast, October 2016

• Panelist; NY Adtech Conference, November 2016 [17]

• Panelist; DealFlow Crowd Conference, October 2016 [18]

• Panelist; Crowdfund Summit, September 2016 [19]

• Panelist; Marcum Finance Conference, September 2016 [20]

• Key Note; See Thru Equity Small Cap Conference on Reg A, May 2016

• Panelist; Marcum Conference 2016, June 2016

• Panelist; OTC Markets Alternative Strategies for Raising Capital, April 2016

• Speaker; Knowledge Group’s The SEC's Regulation A+: What You Need to Know LIVE Webcast, November 2015

• Speaker; The Securities Transfer Association’s 104th Annual Conference on Reg +, Oct 2015 [21]

• Speaker; The United Nations Nexus Global Summit on being an Entrepreneur, July 2015 [22]

• Panelist; The FinFair Conference NY, July 2015 [23]

• Featured; Bloomberg Television, November 2015

• Panelist; Growth Capital Conference, November 2015

• Panelist; Long Island Capital Alliance, October 2015 [24]

• Speaker; Big Biz Radio Show, September 2015 [25]

• Guest Speaker; Strategic Forum Guest Speaker, July 2015

• Key Note Speaker; OTC Markets Reg A +, June 2015 [26]

• Panelist; Marcum Conference 2015, May 2015

• Speaker; Growth Capitalist Small Cap Conference, May 2014 [27]

Published Articles and Mentions:

Wall Street Journal Here’s How to Go Public Without Wall Street

CNBC Wall Street Sees Fed Rate Hike

Equities.com

Restaurant Finance Monitor Bobby Flay and Now Fatburger: Did BANQ Crack the Mini-IPO Code?

Inc Magazine This Stock Market Expert Shares 9 Ways to Avoid Messing Up Your Retirement

Crowdfund Insider:

Horizon Signs MoU with Antigua-Barbuda to build Digital Security Issuance & Trading Platform

Mark Elenowitz, Co-Founder of Tripoint Global Equities & Banq, Appointed President of Horizon Fintex

Mark Elenowitz: Reg A+ Issuers that Want to Trade on OTC Markets Have a Problem

Reg D or Reg A+? Mark Elenowitz of Tripoint Global Equities Explains

Mark Elenowitz of TriPoint Global: Reg A+ is the Future of IPOs

Recording Star Drake Uses Reg A+ to Raise Funding for Virginia Black Bourbon whiskey

BusinessWeek

Bankless Times https://www.banklesstimes.com/2016/10/27/the-first-50-million-reg-a-raise-will-be-hybrid/

Newsday eGifter plans to raise up to $11 million from investors

Growth Capitalist

Bloomberg Mark Elenowitz, CEO of Tripoint talks about US Economy, Fed, rates, labor market

Forbes The First Regulation A+ IPO To The NYSE - Here's How Myomo Made Their Success

Benzinga [28]

CFA Magazine [29]

Connect with Mark Elenowitz:

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Upcoming events: Capital raising in the era of digitalization: regulatory & fintech considerations in the U.S. & U.K.; Click here to register